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CHAN Wai Chung

陳慧聰
CE ANZ625Licensed IndividualSFO licence active
Official SFC record

CHAN Wai Chung (CE number ANZ625) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeInnovation Asset Management Co., Limited
鼎新資產管理有限公司
RepresentativeInnovation Securities Co., Limited
鼎新證券有限公司

Licence Record (5)

2021-04-12 – present Current
Innovation Securities Co., Limited Rep
RA 1
2021-04-12 – present Current
Innovation Asset Management Co., Limited Rep
RA 4 RA 9
2019-09-23 – 2020-02-24
Haitong International Securities Company Limited Rep
RA 1
2014-08-22 – 2019-08-01
Haitong International Research Limited Rep
RA 4
2006-09-20 – 2013-09-11
Nomura International (Hong Kong) Limited Rep
RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANZ625