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CHANG Jack Chun-Chieh

張俊傑
CE ANX862Licensed IndividualSFO licence active
Official SFC record

CHANG Jack Chun-Chieh (CE number ANX862) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeUBS Securities Asia Limited
RepresentativeUBS Securities Hong Kong Limited

Licence Record (7)

2019-01-21 – present Current
UBS Securities Asia Limited Rep
RA 1 RA 2
2019-01-21 – present Current
UBS Securities Hong Kong Limited Rep
RA 1 RA 2
2016-01-11 – 2018-09-27
Citadel Asia Limited Rep
RA 9
2012-08-20 – 2015-10-24
SG Securities (HK) Limited Rep
RA 1 RA 2 RA 7
2010-03-29 – 2012-03-31
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 2
2007-10-25 – 2009-12-08
BNP Paribas Securities (Asia) Limited Rep
RA 1
2006-09-15 – 2007-08-01
Deutsche Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANX862