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CHAN Tsz Hon

陳子漢
CE ANW417Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Tsz Hon (CE number ANW417) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSpringboard Capital Limited
思博資本有限公司

Licence Record (20)

2022-11-16 – present Current
Springboard Capital Limited RO
RA 4 RA 9
2022-10-03 – 2022-11-16
Springboard Capital Limited Rep
RA 4 RA 9
2021-12-23 – 2022-07-05
Gary Cheng Securities Limited RO
RA 1 RA 4
2021-12-23 – 2022-07-05
GCG Asset Management Limited RO
RA 9
2021-11-05 – 2021-12-23
Gary Cheng Securities Limited Rep
RA 1 RA 4
2020-01-21 – 2021-08-25
Seazen Resources Asset Management Limited RO
RA 1 RA 4 RA 9
2020-01-21 – 2020-03-13
Seazen Resources Securities Limited RO
RA 1
2019-11-13 – 2020-01-21
Seazen Resources Asset Management Limited Rep
RA 1 RA 4 RA 9
2019-11-13 – 2020-01-21
Seazen Resources Securities Limited Rep
RA 1
2018-09-19 – 2019-11-11
Rich Capital International Investment Limited RO
RA 4 RA 9
2018-09-18 – 2018-09-19
Rich Capital International Investment Limited Rep
RA 9
2017-12-06 – 2018-09-14
Jakota Asset Management Limited RO
RA 9
2015-11-10 – 2017-07-31
Grandly Financial Services Limited Rep
RA 1 RA 2
2015-02-12 – 2017-07-31
Smart Grandly Asset Management Limited RO
RA 4 RA 9
2013-06-26 – 2014-06-15
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2012-12-10 – 2013-06-08
Fubon Securities (Hong Kong) Limited Rep
RA 1
2011-11-08 – 2012-09-28
Stand Rich Asset Management Limited RO
RA 9
2009-06-01 – 2011-03-28
KGI Futures (Hong Kong) Limited Rep
RA 2
2006-08-31 – 2011-03-28
KGI Asia Limited Rep
RA 1
2006-08-31 – 2011-03-28
KGI Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANW417