Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SZE Tin Yeung, Randoll

施天揚
CE ANW189Licensed IndividualSFO licence active
Official SFC record

SZE Tin Yeung, Randoll (CE number ANW189) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司

Licence Record (3)

2021-08-17 – present Current
China Renaissance Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2012-01-13 – 2013-03-28
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6
2006-08-25 – 2017-09-16
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANW189