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YUEN Ka Leung

袁家樑
CE ANV050Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YUEN Ka Leung (CE number ANV050) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerJQ Securities (Hong Kong) Limited
金信期盈證券(香港)有限公司

Licence Record (24)

2025-09-04 – present Current
JQ Securities (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2019-06-04 – 2025-05-21
oOo Securities (HK) Group Limited RO
RA 1 RA 2 RA 4 RA 9
2019-06-04 – 2024-07-14
Fortis, Sheriffs & Browns Asia Co. Limited RO
RA 1 RA 4 RA 9
2019-06-04 – 2023-04-28
orientiert International Markets Limited RO
RA 1 RA 4 RA 9
2019-05-02 – 2024-11-25
oOo Securities (HK) Group Limited Rep
RA 1 RA 4 RA 9
2019-05-02 – 2020-08-20
Fortis, Sheriffs & Browns Asia Co. Limited Rep
RA 1 RA 4 RA 9
2019-05-02 – 2020-08-20
orientiert International Markets Limited Rep
RA 1 RA 4 RA 9
2017-09-20 – 2019-03-31
United Securities Limited RO
RA 1 RA 4
2017-09-07 – 2019-03-31
United Securities Limited Rep
RA 1 RA 4 RA 9
2017-06-13 – 2017-06-30
Glory Sun Securities Limited RO
RA 1 RA 2 RA 4
2017-05-05 – 2017-06-30
Glory Sun Securities Limited Rep
RA 1 RA 2 RA 4 RA 9
2017-03-14 – 2017-04-07
Yue Xiu Asset Management Limited Rep
RA 9
2015-12-09 – 2017-04-07
Yue Xiu Futures Company Limited RO
RA 2 RA 5
2015-11-06 – 2017-04-07
Yue Xiu Securities Company Limited Rep
RA 1
2015-11-06 – 2015-12-09
Yue Xiu Futures Company Limited Rep
RA 2 RA 5
2013-03-05 – 2015-07-01
Guodu Securities (Hong Kong) Limited Rep
RA 1
2012-12-04 – 2015-07-01
Guodu Futures (Hong Kong) Limited RO
RA 2 RA 5
2012-03-21 – 2012-08-01
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1
2012-03-21 – 2012-08-01
Guoyuan Futures (Hong Kong) Limited Rep
RA 2
2011-11-21 – 2012-01-04
Well Link International Securities Limited RO
RA 2
2011-01-03 – 2012-01-04
Fortune (HK) Securities Limited Rep
RA 1
2007-11-19 – 2011-11-21
Well Link International Securities Limited Rep
RA 2
2007-08-01 – 2011-01-03
Winwin Securities Limited Rep
RA 1
2006-10-25 – 2007-07-21
Tat Lee Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANV050