MA Kai

馬凱

CE ANU813Licensed IndividualResponsible OfficerSFO licence active

MA Kai (CE number ANU813) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
Responsible Officer	China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司

Licence Record (11)

2021-03-25 – present Current

China Everbright Securities Asset Management Limited RO

RA 1 RA 4 RA 9

2021-03-25 – present Current

China Everbright Securities (HK) Limited RO

RA 4 RA 9

2021-01-12 – 2021-03-25

China Everbright Securities (HK) Limited Rep

RA 4 RA 9

2021-01-12 – 2021-03-25

China Everbright Securities Asset Management Limited Rep

RA 4 RA 9

2020-10-28 – 2020-12-31

SPDB International Investment Management Limited Rep

RA 4 RA 9

2015-12-23 – 2020-09-23

Guotai Junan Assets (Asia) Limited RO

RA 4 RA 9

2015-12-23 – 2020-09-23

Guotai Junan Fund Management Limited RO

RA 4 RA 9

2013-11-11 – 2015-12-23

Guotai Junan Assets (Asia) Limited Rep

RA 4 RA 9

2012-10-09 – 2013-07-08

Wolver Hill Asset Management Asia Limited RO

RA 9

2010-10-18 – 2012-10-09

Wolver Hill Asset Management Asia Limited Rep

RA 9

2006-10-26 – 2010-10-01

Grand Alliance Asset Management Limited Rep

RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANU813