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CHEN Jing

陳菁
CE ANU777Licensed IndividualSFO licence active
Official SFC record

CHEN Jing (CE number ANU777) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeAtta Capital Limited
紅蟻資本有限公司
RepresentativeAtta Securities Limited
紅蟻證券有限公司

Licence Record (9)

2021-09-03 – present Current
Atta Securities Limited Rep
RA 1
2021-09-03 – present Current
Atta Capital Limited Rep
RA 4 RA 9
2018-10-11 – 2019-04-04
ICBC International Capital Limited RO
RA 1 RA 6
2018-10-11 – 2019-04-04
ICBC International Securities Limited RO
RA 1
2018-01-25 – 2021-08-20
ICBC International Capital Limited Rep
RA 1 RA 4 RA 6
2018-01-25 – 2021-08-20
ICBC International Securities Limited Rep
RA 1
2017-02-15 – 2017-10-13
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2006-08-17 – 2016-01-08
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2006-08-17 – 2012-01-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANU777