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WONG Siu Wai

黃小渭
CE ANU478Licensed IndividualSFO licence active
Official SFC record

WONG Siu Wai (CE number ANU478) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAthena Wealth Management Limited
智富財富管理有限公司

Licence Record (3)

2013-09-27 – present Current
Athena Wealth Management Limited Rep
RA 1
2013-07-16 – 2013-08-12
KGI Asset Management Limited Rep
RA 1
2006-08-15 – 2013-06-10
OnePlatform Asset Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANU478