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WONG Thomas Chung Hau

王忠孝
CE ANU194Licensed IndividualSFO licence active
Official SFC record

WONG Thomas Chung Hau (CE number ANU194) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFirst Beijing Investment Limited
第一北京投資有限公司

Licence Record (4)

2021-09-24 – present Current
First Beijing Investment Limited Rep
RA 9
2009-11-30 – 2013-02-28
Grace Financial Limited Rep
RA 4 RA 9
2006-08-15 – 2008-06-21
Macquarie Capital Limited Rep
RA 1 RA 6
2006-08-15 – 2008-06-21
Macquarie Corporate (Hong Kong) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANU194