Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZHU Liping

朱力平
CE ANT815Licensed IndividualSFO licence active
Official SFC record

ZHU Liping (CE number ANT815) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (7)

2016-11-24 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2014-07-02 – 2016-11-18
Xin Tian Fund Management Company Limited RO
RA 4 RA 9
2013-06-10 – 2014-07-02
Xin Tian Fund Management Company Limited Rep
RA 4 RA 9
2010-07-28 – 2013-04-06
UBS Securities Hong Kong Limited Rep
RA 1
2008-02-25 – 2013-04-06
UBS Securities Asia Limited Rep
RA 1 RA 2
2008-02-25 – 2013-04-06
UBS Derivatives Hong Kong Limited Rep
RA 2
2006-10-05 – 2008-01-25
Morgan Stanley Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANT815