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AO Man

敖曼
CE ANT251Licensed IndividualSFO licence active
Official SFC record

AO Man (CE number ANT251) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 10 (Credit rating).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeS&P Global Ratings Hong Kong Limited

Licence Record (5)

2020-11-12 – present Current
S&P Global Ratings Hong Kong Limited Rep
RA 10
2017-05-25 – 2018-03-01
Yunfeng Financial Markets Limited Rep
RA 1 RA 4
2017-05-25 – 2018-03-01
Yunfeng Securities Limited Rep
RA 1 RA 4
2014-09-11 – 2016-06-18
Schroder Investment Management (Hong Kong) Limited Rep
RA 4
2006-08-02 – 2014-05-31
Goldman Sachs (Asia) L.L.C. Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANT251