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WONG Hong Man, Thomas

黃康民
CE ANR333Licensed IndividualSFO licence active
Official SFC record

WONG Hong Man, Thomas (CE number ANR333) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOptimas Capital Limited
中庸資本有限公司

Licence Record (6)

2021-09-24 – present Current
Optimas Capital Limited Rep
RA 4 RA 9
2016-07-14 – 2021-09-24
Optimas Capital Limited RO
RA 9
2013-07-17 – 2016-07-07
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4
2009-05-11 – 2013-04-06
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4
2008-05-20 – 2009-03-11
Sculptor Capital Management Hong Kong Limited Rep
RA 9
2006-07-17 – 2008-04-26
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANR333