LAU Chun Sing

劉振聲

CE ANQ367Licensed IndividualResponsible OfficerSFO licence active

LAU Chun Sing (CE number ANQ367) is an individual licensed by the Hong Kong SFC. First licensed on 2006-07-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Bright Moon Capital Limited 銘皓資本有限公司
Responsible Officer	Bright Moon Securities Limited 銘皓證券有限公司

Licence Record (13)

2026-01-29 – present Current

Bright Moon Securities Limited RO

RA 1

2026-01-29 – present Current

Bright Moon Capital Limited RO

RA 4 RA 9

2021-12-29 – 2025-12-15

Zhonghui International Securities Limited RO

RA 1 RA 4 RA 9

2021-05-12 – 2021-09-30

WinSmart Investment Management Limited RO

RA 9

2019-04-18 – 2021-04-30

Carrington Asset Management Limited RO

RA 4 RA 9

2014-03-05 – 2014-04-10

KGI Asia Limited Rep

RA 1

2014-01-02 – 2014-02-18

Paochu Investment Advisory Limited Rep

RA 4 RA 9

2012-09-04 – 2013-11-30

China Industrial Securities International Futures Limited Rep

RA 2

2012-02-20 – 2013-11-30

China Industrial Securities International Brokerage Limited Rep

RA 1 RA 4

2011-04-06 – 2011-07-06

Kingsway Financial Services Group Limited Rep

RA 1 RA 2

2010-03-29 – 2011-03-09

Guosen Securities (HK) Brokerage Company, Limited Rep

RA 1 RA 4

2006-07-14 – 2009-05-15

Chief Securities Limited Rep

RA 1

2006-07-14 – 2009-05-15

Chief Commodities Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANQ367