Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SHEN Jiawen

沈佳雯
CE ANQ097Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHEN Jiawen (CE number ANQ097) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSculptor Capital Management Hong Kong Limited
司韜資本管理(香港)有限公司

Licence Record (7)

2022-07-25 – present Current
Sculptor Capital Management Hong Kong Limited RO
RA 1 RA 9
2021-08-02 – 2022-07-25
Sculptor Capital Management Hong Kong Limited Rep
RA 1 RA 9
2016-12-19 – 2021-07-02
UBS Securities Hong Kong Limited Rep
RA 1 RA 2
2014-05-26 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 1
2014-05-26 – 2016-12-18
UBS Derivatives Hong Kong Limited Rep
RA 2
2011-04-11 – 2021-07-02
UBS Securities Asia Limited Rep
RA 1 RA 2
2006-08-16 – 2011-02-10
Morgan Stanley Asia Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANQ097