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MAK Ka Ka

麥嘉嘉
CE ANP548Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MAK Ka Ka (CE number ANP548) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
RepresentativeSinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司

Licence Record (9)

2024-07-10 – present Current
SinoPac Securities (Asia) Limited RO
RA 4 RA 5
2024-04-17 – present Current
SinoPac Securities (Asia) Limited Rep
RA 1 RA 4 RA 5 RA 9
2022-05-12 – 2023-12-19
Shenwan Hongyuan Research (H.K.) Limited RO
RA 4 RA 5
2019-09-17 – 2022-05-12
Shenwan Hongyuan Research (H.K.) Limited Rep
RA 4 RA 5
2019-01-07 – 2019-08-19
Sun Growth Securities Limited RO
RA 4
2018-05-28 – 2019-06-05
Sun Growth Securities Limited Rep
RA 1
2017-10-03 – 2018-03-23
KGI Asia Limited Rep
RA 4
2007-03-13 – 2017-10-02
KGI Asia Limited Rep
RA 4
2006-06-28 – 2007-01-21
China Tonghai (IA) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANP548