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WANG Le

王樂
CE ANP373Licensed IndividualSFO licence active
Official SFC record

WANG Le (CE number ANP373) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司

Licence Record (5)

2018-07-19 – present Current
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2009-05-12 – 2010-05-25
China Merchants Securities (HK) Co., Limited Rep
RA 1
2009-05-12 – 2010-05-25
China Merchants Futures (HK) Co., Limited Rep
RA 2
2008-04-11 – 2009-04-21
Chow Sang Sang Futures Limited Rep
RA 2
2006-08-29 – 2009-04-21
Chow Sang Sang Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANP373