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YAM Chin Pang

任展鵬
CE ANL963Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAM Chin Pang (CE number ANL963) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerHuajin Research (International) Limited
華金研究(國際)有限公司
RepresentativeHuajin Corporate Finance (International) Limited
華金融資(國際)有限公司
RepresentativeHuajin Securities (International) Limited
華金證券(國際)有限公司

Licence Record (7)

2021-09-14 – present Current
Huajin Research (International) Limited RO
RA 4
2021-03-04 – present Current
Huajin Corporate Finance (International) Limited Rep
RA 4
2017-04-10 – present Current
Huajin Securities (International) Limited Rep
RA 1
2017-04-10 – 2021-09-14
Huajin Research (International) Limited Rep
RA 4
2013-01-04 – 2013-01-31
Funderstone Securities Limited Rep
RA 4
2006-05-29 – 2006-09-20
Southwest Securities (HK) Brokerage Limited Rep
RA 1
2006-05-29 – 2006-09-20
Southwest Securities (HK) Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANL963