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ZHANG Li

張力
CE ANK352Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Li (CE number ANK352) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRighteous Capital Limited
正平資本有限公司

Licence Record (4)

2016-09-22 – present Current
Righteous Capital Limited RO
RA 1 RA 4 RA 9
2008-06-23 – 2009-08-31
CDH Investments Management (Hong Kong) Limited Rep
RA 9
2007-05-07 – 2008-02-14
Morgan Stanley Asia Limited Rep
RA 1
2006-05-22 – 2007-04-21
Credit Suisse (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANK352