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LAU Fu Wing

劉富榮
CE ANH674Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Fu Wing (CE number ANH674) is an individual licensed by the Hong Kong SFC. First licensed on 2006-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerArta Global Futures Limited
裕承環球期貨有限公司
Responsible OfficerArta Global Markets Limited
裕承環球巿場有限公司

Licence Record (15)

2022-04-20 – present Current
Arta Global Markets Limited RO
RA 1 RA 4 RA 9
2022-04-20 – present Current
Arta Global Futures Limited RO
RA 2
2022-12-05 – 2023-07-20
Arta Corporate Advisory Limited Rep
RA 6
2022-04-20 – 2022-12-05
Arta Corporate Advisory Limited RO
RA 6
2021-11-29 – 2025-07-01
Arta Asset Management Limited RO
RA 1 RA 4 RA 9
2021-03-22 – 2021-05-24
Chocolate Asset Management Limited Rep
RA 9
2018-07-31 – 2020-12-14
Rongtong Global Investment Limited RO
RA 1 RA 4 RA 9
2018-04-18 – 2018-07-31
Rongtong Global Investment Limited Rep
RA 1 RA 9
2014-01-28 – 2018-02-28
Harmony Advisors Limited RO
RA 1 RA 9
2011-06-16 – 2013-02-22
PCA Investments Hong Kong, Limited RO
RA 9
2009-12-01 – 2010-11-01
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2009-12-01 – 2010-11-01
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2009-12-01 – 2010-09-08
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2
2009-01-05 – 2009-10-07
Vicis Capital (Hong Kong) Limited Rep
RA 9
2006-04-27 – 2008-07-15
Elliott Advisors (HK) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANH674