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LO Chi Ming

盧志明
CE ANG986Licensed IndividualSFO licence active
Official SFC record

LO Chi Ming (CE number ANG986) is an individual licensed by the Hong Kong SFC. First licensed on 2006-06-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGrand Capital Securities Limited
大唐資本證券有限公司

Licence Record (4)

2020-06-15 – present Current
Grand Capital Securities Limited Rep
RA 1 RA 4 RA 9
2020-06-15 – 2024-12-17
Grand Capital Futures Limited Rep
RA 2 RA 5
2006-06-01 – 2020-05-21
Ark Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2006-06-01 – 2020-05-21
Provident Futures (Hong Kong) Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANG986