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VACEK Karel

CE ANG964Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

VACEK Karel (CE number ANG964) is an individual licensed by the Hong Kong SFC. First licensed on 2006-04-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFund Genesis Limited

Licence Record (4)

2016-06-23 – present Current
Fund Genesis Limited RO
RA 1 RA 4
2011-08-16 – 2012-09-30
EFG Asset Management (HK) Limited RO
RA 1 RA 4 RA 9
2011-04-07 – 2014-12-31
Leonteq Securities (Hong Kong) Limited RO
RA 1 RA 4
2006-04-19 – 2010-03-17
Mizuho Securities Asia Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANG964