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FOK Sze Ting

霍思婷
CE ANG611Licensed IndividualSFO licence active
Official SFC record

FOK Sze Ting (CE number ANG611) is an individual licensed by the Hong Kong SFC. First licensed on 2006-04-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSumitomo Mitsui DS Asset Management (Hong Kong) Limited
三井住友德思資產管理(香港)有限公司

Licence Record (5)

2023-08-10 – present Current
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2017-10-04 – 2018-04-10
Nomura Asset Management Hong Kong Limited Rep
RA 1 RA 4 RA 9
2011-07-15 – 2017-02-28
Matthews Global Investors (Hong Kong) Limited Rep
RA 1
2008-12-08 – 2011-07-01
Threadneedle Portfolio Services Hong Kong Limited Rep
RA 1
2006-04-07 – 2008-03-19
Newedge Broker Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANG611