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LIN Peicong

林培聰
CE ANB735Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIN Peicong (CE number ANB735) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHong Kong Metasequoia Capital Management Limited
香港水杉資產管理有限公司
Responsible OfficerShun Heng Securities Limited
信亨証券有限公司

Licence Record (4)

2018-04-10 – present Current
Shun Heng Securities Limited RO
RA 1
2017-10-25 – present Current
Hong Kong Metasequoia Capital Management Limited RO
RA 4 RA 9
2017-06-08 – 2017-10-25
Hong Kong Metasequoia Capital Management Limited Rep
RA 4 RA 9
2006-02-24 – 2016-12-16
CITIC CLSA Capital Partners HK Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANB735