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JIANG Zu Yao

姜祖堯
CE AMZ980Licensed IndividualExecutive OfficerNo active licence
Official SFC record

JIANG Zu Yao (CE number AMZ980) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-01. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerSociete Generale

Licence Record (5)

2018-08-08 – 2023-06-23
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2016-12-19 – 2018-04-28
UBS Securities Hong Kong Limited Rep
RA 6
2012-06-07 – 2016-12-18
UBS Securities Hong Kong Limited Rep
RA 6
2006-02-01 – 2010-05-31
Macquarie Capital Limited Rep
RA 1 RA 6
2006-02-01 – 2010-05-31
Macquarie Corporate (Hong Kong) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMZ980