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TAN Yat Quan

陳溢軍
CE AMW935Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TAN Yat Quan (CE number AMW935) is an individual licensed by the Hong Kong SFC. First licensed on 2006-01-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHaitong International Securities Company Limited
海通國際證券有限公司
RepresentativeHaitong International Futures Limited
海通國際期貨有限公司

Licence Record (6)

2022-06-30 – present Current
Haitong International Securities Company Limited RO
RA 1 RA 4
2021-09-10 – present Current
Haitong International Futures Limited Rep
RA 2
2021-08-09 – 2022-06-30
Haitong International Securities Company Limited Rep
RA 1 RA 4
2020-09-30 – 2021-05-21
Macquarie Asia Securities Limited Rep
RA 1 RA 4
2011-02-18 – 2017-07-01
Macquarie Capital Limited RO
RA 1
2006-01-04 – 2014-08-22
Macquarie Capital Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMW935