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IP Kwai Keung

葉桂強
CE AMS708Licensed IndividualSFO licence active
Official SFC record

IP Kwai Keung (CE number AMS708) is an individual licensed by the Hong Kong SFC. First licensed on 2005-12-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePrincipal Investment & Retirement Services Limited
信安投資及退休金服務有限公司

Licence Record (4)

2014-07-15 – present Current
Principal Investment & Retirement Services Limited Rep
RA 1 RA 4
2009-06-17 – 2009-12-07
Principal Asset Management Company (Asia) Limited Rep
RA 4
2008-05-26 – 2015-08-10
Principal Global Investors (Asia) Limited Rep
RA 1 RA 4
2005-12-23 – 2008-05-01
AIA Wealth Management Company Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMS708