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TEOH Chia Wen

張嘉文
CE AMR406Licensed IndividualSFO licence active
Official SFC record

TEOH Chia Wen (CE number AMR406) is an individual licensed by the Hong Kong SFC. First licensed on 2005-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePIMCO Asia Limited
品浩投資管理(亞洲)有限公司

Licence Record (6)

2022-08-01 – present Current
PIMCO Asia Limited Rep
RA 1 RA 4 RA 9
2020-06-05 – 2022-03-25
Macquarie Funds Management Hong Kong Limited Rep
RA 1
2020-06-05 – 2022-03-25
Macquarie Funds Management Hong Kong Limited RO
RA 6
2012-06-07 – 2015-07-21
UBS Securities Hong Kong Limited Rep
RA 6
2005-11-04 – 2020-09-09
Macquarie Capital Limited Rep
RA 1 RA 6
2005-11-04 – 2010-12-18
Macquarie Corporate (Hong Kong) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMR406