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LI Kan Fung

李錦峰
CE AMQ914Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Kan Fung (CE number AMQ914) is an individual licensed by the Hong Kong SFC. First licensed on 2005-11-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChocolate Asset Management Limited
巧力資產管理有限公司

Licence Record (5)

2017-09-04 – present Current
Chocolate Asset Management Limited RO
RA 9
2013-09-06 – 2015-05-22
Capula Investment Management Asia Limited Rep
RA 1 RA 9
2010-08-20 – 2013-06-07
Merrill Lynch Far East Limited Rep
RA 2
2007-03-21 – 2010-08-20
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2
2005-11-07 – 2013-06-07
Merrill Lynch (Asia Pacific) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMQ914