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LI Tze Fung, Patrick

李子鋒
CE AMQ692Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Tze Fung, Patrick (CE number AMQ692) is an individual licensed by the Hong Kong SFC. First licensed on 2005-11-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOasis Management (Hong Kong)

Licence Record (3)

2010-03-23 – present Current
Oasis Management (Hong Kong) RO
RA 4 RA 5 RA 9
2007-08-14 – 2010-03-23
Oasis Management (Hong Kong) Rep
RA 4 RA 5 RA 9
2005-11-02 – 2006-12-20
Mizuho Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMQ692