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LUI Ying

呂盈
CE AMM444Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUI Ying (CE number AMM444) is an individual licensed by the Hong Kong SFC. First licensed on 2005-09-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPolen Capital HK Limited

Licence Record (3)

2017-04-20 – present Current
Polen Capital HK Limited RO
RA 1 RA 4 RA 9
2015-01-29 – 2017-04-20
Polen Capital HK Limited Rep
RA 4 RA 9
2005-09-26 – 2006-08-14
Hang Seng Investment Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMM444