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CAO Bingchao

曹秉超
CE AMM311Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CAO Bingchao (CE number AMM311) is an individual licensed by the Hong Kong SFC. First licensed on 2005-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerXingtai Capital Management Limited
星泰投資管理有限公司

Licence Record (7)

2014-10-08 – present Current
Xingtai Capital Management Limited RO
RA 9
2014-09-12 – 2014-10-08
Xingtai Capital Management Limited Rep
RA 9
2012-10-19 – 2014-06-30
Lombard Odier (Hong Kong) Limited Rep
RA 9
2009-06-01 – 2012-10-03
Point72 Hong Kong Limited Rep
RA 9
2008-08-29 – 2009-03-09
Citadel Asia Limited Rep
RA 9
2007-04-13 – 2008-08-08
CLSA Research Limited Rep
RA 4
2005-09-20 – 2007-02-16
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMM311