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DOU Kar Kin

屠嘉鍵
CE AML176Licensed IndividualSFO licence active
Official SFC record

DOU Kar Kin (CE number AML176) is an individual licensed by the Hong Kong SFC. First licensed on 2005-10-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWRise Prestige Securities Limited
昇世匯盈證券有限公司

Licence Record (3)

2024-11-04 – present Current
WRise Prestige Securities Limited Rep
RA 1
2011-05-05 – 2014-06-03
CIS Securities Asset Management Limited Rep
RA 1
2005-10-20 – 2024-10-16
OnePlatform Asset Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AML176