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YAM Wai Tak

任偉德
CE AMK311Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAM Wai Tak (CE number AMK311) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 7 (Automated trading). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBright Point International Futures Limited
亮點國際期貨有限公司
Responsible OfficerBright Point International Securities Limited
亮點國際證券有限公司

Licence Record (15)

2018-08-22 – present Current
Bright Point International Securities Limited RO
RA 1
2018-03-16 – present Current
Bright Point International Futures Limited RO
RA 2
2017-04-07 – 2017-11-30
China Merchants Securities (HK) Co., Limited RO
RA 2
2016-10-25 – 2017-04-07
China Merchants Securities (HK) Co., Limited Rep
RA 2
2015-12-30 – 2017-11-30
China Merchants Futures (HK) Co., Limited RO
RA 2 RA 5
2013-12-05 – 2015-12-30
China Merchants Futures (HK) Co., Limited Rep
RA 2 RA 5
2012-03-27 – 2012-09-28
KGI Asia Limited Rep
RA 1
2012-03-27 – 2012-09-28
KGI Futures (Hong Kong) Limited Rep
RA 2
2008-10-13 – 2011-12-31
SG Asset Finance (Hong Kong) Limited Rep
RA 1 RA 2
2008-03-17 – 2011-12-31
Newedge Broker Hong Kong Limited Rep
RA 2
2006-05-15 – 2009-07-31
Newedge Broker Limited Rep
RA 1 RA 2 RA 7
2006-02-03 – 2006-05-07
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2006-02-03 – 2006-05-07
CES Commodities (HK) Limited Rep
RA 2
2005-08-31 – 2006-05-07
Shun Loong Securities Company Limited Rep
RA 1
2005-08-31 – 2006-05-07
Shun Loong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMK311