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QIAN Jin

錢進
CE AMJ798Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

QIAN Jin (CE number AMJ798) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Industrial Securities International Brokerage Limited
興證國際證券有限公司

Licence Record (8)

2016-08-17 – present Current
China Industrial Securities International Brokerage Limited RO
RA 1 RA 4
2016-05-12 – 2017-07-28
China Industrial Securities International Brokerage Limited Rep
RA 1 RA 4
2013-05-06 – 2016-04-29
KB Securities Hong Kong Limited Rep
RA 1
2012-07-20 – 2013-04-13
KGI Asia Limited Rep
RA 1
2008-06-06 – 2008-12-04
BNP Paribas Securities (Asia) Limited Rep
RA 1
2008-06-06 – 2008-12-04
Paribas Asia Equity Limited (trading as Paribas) Rep
RA 1
2007-09-17 – 2008-05-07
D.B. Zwirn Asia Partners Limited Rep
RA 1 RA 4
2005-08-19 – 2007-07-20
Barclays Capital Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMJ798