CHEN Kai Yun

陳凱筠

CE AMJ189Licensed IndividualSFO licence active

CHEN Kai Yun (CE number AMJ189) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司

Licence Record (6)

2021-10-15 – present Current

Citigroup Global Markets Asia Limited Rep

RA 1 RA 6

2018-01-15 – 2021-07-09

Credit Suisse (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

2013-11-15 – 2015-03-28

Goldman Sachs (Asia) L.L.C. Rep

RA 1 RA 6

2012-11-14 – 2013-09-28

Paulson Asia Limited Rep

RA 1

2005-08-16 – 2009-09-28

Merrill Lynch (Asia Pacific) Limited Rep

RA 1 RA 4 RA 6

2005-08-16 – 2009-09-28

Merrill Lynch Far East Limited Rep

RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMJ189