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LAU Chi Wo

劉自和
CE AMI494Licensed IndividualSFO licence active
Official SFC record

LAU Chi Wo (CE number AMI494) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativePhillip Commodities (HK) Limited
輝立商品(香港)有限公司
RepresentativePhillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司

Licence Record (3)

2005-08-11 – present Current
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2005-08-11 – present Current
Phillip Commodities (HK) Limited Rep
RA 2
2013-05-27 – 2016-07-08
Phillip Capital Management (HK) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMI494