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LIU Wei

劉巍
CE AMF146Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Wei (CE number AMF146) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDTC Investment Management (HK) Limited
東亭資產管理(香港)有限公司

Licence Record (7)

2011-08-19 – present Current
DTC Investment Management (HK) Limited RO
RA 1 RA 9
2010-11-09 – 2012-08-13
DTC Investment Management (HK) Limited Rep
RA 9
2010-09-06 – 2010-10-27
Merrill Lynch Far East Limited Rep
RA 2
2007-04-30 – 2008-06-03
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2007-04-30 – 2008-06-03
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2005-07-06 – 2010-10-27
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2005-07-06 – 2010-09-06
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMF146