Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHIU Man Yat, Michael

趙文逸
CE AMF026Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHIU Man Yat, Michael (CE number AMF026) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司

Licence Record (8)

2019-02-21 – present Current
Goldman Sachs (Asia) L.L.C. RO
RA 1 RA 6
2018-10-15 – 2019-02-21
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6
2015-12-11 – 2018-07-03
Merrill Lynch (Asia Pacific) Limited RO
RA 1 RA 4 RA 6
2015-12-11 – 2018-07-03
Merrill Lynch Far East Limited RO
RA 1 RA 4 RA 6
2014-04-07 – 2015-12-11
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2014-04-07 – 2015-12-11
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2012-06-07 – 2013-09-25
UBS Securities Hong Kong Limited Rep
RA 6
2005-07-06 – 2008-12-10
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMF026