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FOK Siu Pong

霍少邦
CE AME216Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FOK Siu Pong (CE number AME216) is an individual licensed by the Hong Kong SFC. First licensed on 2005-06-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerXHK Limited

Licence Record (21)

2024-06-25 – present Current
XHK Limited RO
RA 1 RA 2
2024-04-29 – 2024-06-25
XHK Limited Rep
RA 2
2024-03-01 – 2024-03-25
DA YUE Financial Group Limited RO
RA 2 RA 5
2021-12-28 – 2022-12-31
Hong Kong Asset Management Limited RO
RA 2 RA 5
2019-07-08 – 2021-01-31
China Merchants Futures (HK) Co., Limited RO
RA 2
2018-06-12 – 2021-01-31
China Merchants Futures (HK) Co., Limited Rep
RA 2 RA 5
2015-10-23 – 2018-05-21
BANDS Financial Limited Rep
RA 2
2012-10-10 – 2015-05-15
Jefferies Hong Kong Limited Rep
RA 2
2012-08-13 – 2012-11-30
Jefferies Bache (Hong Kong) Limited Rep
RA 2
2010-05-10 – 2012-07-11
SG Asset Finance (Hong Kong) Limited Rep
RA 1 RA 2
2010-05-10 – 2012-07-11
Newedge Broker Hong Kong Limited Rep
RA 2
2010-02-17 – 2010-05-03
SinoPac Securities (Asia) Limited Rep
RA 1
2010-02-17 – 2010-05-03
SinoPac Futures (Asia) Limited Rep
RA 2
2008-08-11 – 2010-02-04
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2008-08-11 – 2010-02-04
CES Commodities (HK) Limited Rep
RA 2
2007-11-12 – 2008-02-22
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2007-11-12 – 2008-02-22
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2007-07-17 – 2007-11-01
Phillip Securities (Hong Kong) Limited Rep
RA 1
2007-07-04 – 2007-11-01
Phillip Commodities (HK) Limited Rep
RA 2
2005-08-31 – 2007-06-23
ADMIS Hong Kong Limited Rep
RA 2
2005-06-24 – 2005-07-29
Southwest Securities (HK) Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AME216