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SO Chi Keung, Jeffrey

蘇志強
CE AMC258Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SO Chi Keung, Jeffrey (CE number AMC258) is an individual licensed by the Hong Kong SFC. First licensed on 2005-06-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAdvent Corporate Finance Limited
宏智融資有限公司
Responsible OfficerAdvent Securities (Hong Kong) Limited
宏智證券(香港)有限公司

Licence Record (19)

2022-12-13 – present Current
Advent Securities (Hong Kong) Limited RO
RA 1
2021-06-22 – present Current
Advent Corporate Finance Limited RO
RA 6
2021-04-12 – 2021-06-22
Advent Corporate Finance Limited Rep
RA 6
2019-11-01 – 2021-03-31
Ample Capital Limited RO
RA 6
2019-09-05 – 2019-11-01
Ample Capital Limited Rep
RA 6
2018-07-18 – 2019-01-28
Orient Capital (Hong Kong) Limited RO
RA 6
2018-04-06 – 2019-01-28
Orient Securities (Hong Kong) Limited Rep
RA 1
2018-04-06 – 2018-07-18
Orient Capital (Hong Kong) Limited Rep
RA 6
2015-11-18 – 2016-06-20
Golden Jade Capital Limited RO
RA 6
2015-09-30 – 2015-11-18
Golden Jade Capital Limited Rep
RA 6
2015-07-16 – 2015-09-15
Partners Capital International Limited RO
RA 6
2015-06-05 – 2015-09-15
Partners Capital International Limited Rep
RA 1 RA 6
2014-09-17 – 2015-06-02
SDIC Securities (Hong Kong) Limited Rep
RA 1
2014-04-28 – 2015-06-02
SDIC Securities Corporate Finance (Hong Kong) Limited RO
RA 6
2010-11-10 – 2014-04-28
SDIC Securities Corporate Finance (Hong Kong) Limited Rep
RA 6
2010-02-18 – 2010-10-26
PricewaterhouseCoopers Corporate Finance Limited Rep
RA 6
2007-06-07 – 2009-09-30
PineBridge Investments Asia Limited Rep
RA 4 RA 9
2006-12-13 – 2007-04-30
ICEA Capital Asia Limited Rep
RA 6
2005-06-14 – 2007-04-30
ICEA Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMC258