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YAU Ka Chi

邱家智
CE AMA951Licensed IndividualSFO licence active
Official SFC record

YAU Ka Chi (CE number AMA951) is an individual licensed by the Hong Kong SFC. First licensed on 2005-05-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCMBC International Futures Company Limited
民銀國際期貨有限公司
RepresentativeCMBC Securities Company Limited
民銀證券有限公司

Licence Record (7)

2024-08-26 – present Current
CMBC International Futures Company Limited Rep
RA 2
2024-05-23 – present Current
CMBC Securities Company Limited Rep
RA 1
2009-09-03 – 2024-04-25
ABCI Securities Company Limited Rep
RA 1
2008-07-07 – 2009-08-19
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2007-08-02 – 2008-07-02
Tai Shing Stock Investment Co. Limited Rep
RA 1
2005-05-30 – 2007-03-31
Emperor Futures Limited Rep
RA 2
2005-05-30 – 2007-03-31
Emperor International Exchange (Hong Kong) Company Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMA951