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YING Chi Kwan

邢紫君
CE ALZ863Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YING Chi Kwan (CE number ALZ863) is an individual licensed by the Hong Kong SFC. First licensed on 2005-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMango Financial Limited
芒果金融有限公司

Licence Record (14)

2025-06-12 – present Current
Mango Financial Limited RO
RA 6
2024-06-28 – 2025-05-23
Advent Corporate Finance Limited RO
RA 6
2024-02-16 – 2024-03-14
Messis Capital Limited RO
RA 6
2024-01-05 – 2024-03-14
Messis Capital Limited Rep
RA 1 RA 6
2022-09-21 – 2023-03-14
Southwest Securities (HK) Capital Limited RO
RA 6
2022-08-16 – 2023-03-14
Southwest Securities (HK) Capital Limited Rep
RA 1 RA 6
2020-10-05 – 2022-07-15
Red Sun Capital Limited RO
RA 6
2019-11-25 – 2020-03-25
KGI Asia Limited Rep
RA 1
2019-11-25 – 2020-03-25
KGI Capital Asia Limited Rep
RA 1
2019-04-29 – 2020-03-25
KGI Capital Asia Limited RO
RA 6
2015-10-27 – 2019-04-08
Sunfund Capital Limited RO
RA 6
2014-02-10 – 2015-03-12
RaffAello Capital Limited RO
RA 6
2006-10-27 – 2013-11-02
Haitong International Capital Limited Rep
RA 6
2005-05-28 – 2006-08-31
Sinolink Securities (Hong Kong) Company Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALZ863