WONG Koon Ki

黃冠麒

CE ALY611Licensed IndividualResponsible OfficerSFO licence active

WONG Koon Ki (CE number ALY611) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司

Licence Record (10)

2024-05-16 – present Current

DELPHINIUM ASSETS MANAGEMENT LIMITED RO

RA 4 RA 9

2024-04-19 – 2024-05-16

DELPHINIUM ASSETS MANAGEMENT LIMITED Rep

RA 4 RA 9

2023-03-17 – 2023-11-30

Tianlong Securities Co., Limited RO

RA 4 RA 9

2021-08-20 – 2023-03-17

Tianlong Securities Co., Limited Rep

RA 4 RA 9

2019-08-21 – 2019-10-16

Frontier Capital Management Limited Rep

RA 1 RA 4 RA 9

2016-04-01 – 2019-08-15

Pegasus Fund Managers Limited Rep

RA 1 RA 4 RA 9

2012-07-31 – 2016-03-16

Phillip Capital Management (HK) Limited Rep

RA 9

2007-10-15 – 2016-03-16

Phillip Commodities (HK) Limited Rep

RA 2 RA 5

2007-07-09 – 2016-03-16

Phillip Securities (Hong Kong) Limited Rep

RA 1 RA 4

2005-08-02 – 2007-06-12

Cinda International Investment Consultant Limited Rep

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALY611