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CHIU Simon Siu Hung

趙少洪
CE ALW291Licensed IndividualSFO licence active
Official SFC record

CHIU Simon Siu Hung (CE number ALW291) is an individual licensed by the Hong Kong SFC. First licensed on 2015-08-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNivalis Partners Limited
利華信有限公司

Licence Record (4)

2024-08-20 – present Current
Nivalis Partners Limited Rep
RA 4 RA 9
2016-05-20 – 2023-12-31
Guotai Junan Assets (Asia) Limited RO
RA 1 RA 4 RA 9
2016-04-08 – 2016-05-20
Guotai Junan Assets (Asia) Limited Rep
RA 1 RA 4 RA 9
2015-08-07 – 2016-03-29
Guotai Junan Fund Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALW291