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QIAN Cheng

錢澄
CE ALW229Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

QIAN Cheng (CE number ALW229) is an individual licensed by the Hong Kong SFC. First licensed on 2005-05-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Orient International Asset Management Limited
中國東方國際資產管理有限公司

Licence Record (9)

2019-11-27 – present Current
China Orient International Asset Management Limited RO
RA 1 RA 4 RA 9
2019-07-19 – 2019-11-27
China Orient International Asset Management Limited Rep
RA 4 RA 9
2017-10-12 – 2019-07-12
PICC Asset Management (Hong Kong) Company Limited RO
RA 9
2017-03-03 – 2017-10-12
PICC Asset Management (Hong Kong) Company Limited Rep
RA 9
2014-09-24 – 2017-01-19
BlueCrest Capital Management (Hong Kong) Limited Rep
RA 9
2013-10-11 – 2014-08-25
MIB Securities (Hong Kong) Limited Rep
RA 4
2012-10-03 – 2013-01-24
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2009-11-06 – 2011-06-30
FrontPoint Management (Hong Kong), Ltd. RO
RA 9
2005-05-23 – 2009-11-06
FrontPoint Management (Hong Kong), Ltd. Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALW229