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HUI Hoi Wan

許海雲
CE ALV421Licensed IndividualSFO licence active
Official SFC record

HUI Hoi Wan (CE number ALV421) is an individual licensed by the Hong Kong SFC. First licensed on 2005-03-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShikhara Capital (Hong Kong) Private Limited

Licence Record (7)

2026-04-15 – present Current
Shikhara Capital (Hong Kong) Private Limited Rep
RA 1 RA 2 RA 9
2025-11-28 – 2026-01-21
LIM Advisors Limited Rep
RA 9
2019-11-07 – 2025-06-19
Pleiad Investment Advisors Limited Rep
RA 9
2018-01-04 – 2019-02-28
Auroville Investment Management (HK) Limited RO
RA 9
2017-07-04 – 2018-01-04
Auroville Investment Management (HK) Limited Rep
RA 9
2006-04-25 – 2017-01-31
WFM Asia (HK) Limited Rep
RA 4 RA 5 RA 9
2005-03-23 – 2006-04-16
SinoPac Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALV421