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LUI Ho Yin, Edmond

雷浩然
CE ALS598Licensed IndividualSFO licence active
Official SFC record

LUI Ho Yin, Edmond (CE number ALS598) is an individual licensed by the Hong Kong SFC. First licensed on 2005-09-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeInvesco Hong Kong Limited (trading as Invesco Asia Pacific)
景順投資管理有限公司(以景順投資管理名義經營業務)

Licence Record (4)

2008-08-07 – present Current
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep
RA 1 RA 2 RA 9
2013-06-19 – 2021-12-31
Invesco Asset Management Asia Limited Rep
RA 1
2006-06-12 – 2008-07-16
PineBridge Investments Asia Limited Rep
RA 9
2005-09-09 – 2006-05-05
DBS Vickers Securities Online (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALS598