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WU Oi Chung, Jocelyn

胡愛忠
CE ALR004Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Oi Chung, Jocelyn (CE number ALR004) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerEastspring Investments (Hong Kong) Limited (trading as Eastspring Investments)
瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)
RepresentativeEastspring Investments (Hong Kong) Limited (trading as Eastspring Investments)
瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)

Licence Record (6)

2024-11-22 – present Current
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) RO
RA 4 RA 9
2024-04-08 – present Current
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) Rep
RA 1 RA 4 RA 9
2020-12-08 – 2024-03-17
Vontobel (Hong Kong) Limited Rep
RA 1 RA 4
2019-05-08 – 2020-08-20
CPPIB Asia Inc. Rep
RA 1
2005-01-26 – 2014-05-23
FIL Investment Advisors Rep
RA 4 RA 9
2005-01-26 – 2014-05-23
FIL Investment Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALR004