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POON Yin Ling

潘燕玲
CE ALQ658Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

POON Yin Ling (CE number ALQ658) is an individual licensed by the Hong Kong SFC. First licensed on 2005-02-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHantec Wealth Management Company Limited
亨達財富管理有限公司

Licence Record (19)

2022-06-02 – present Current
Hantec Wealth Management Company Limited RO
RA 4 RA 9
2021-03-17 – 2022-05-31
Awaken Thunder Capital Limited RO
RA 4 RA 9
2020-02-21 – 2020-11-20
SKYVAST ASSET MANAGEMENT LIMITED Rep
RA 9
2018-09-24 – 2019-02-28
Wealthy Global Financial Asset Management Limited RO
RA 4 RA 9
2017-03-10 – 2018-05-15
South China Securities Limited Rep
RA 1
2017-03-10 – 2018-05-15
South China Commodities Limited Rep
RA 2
2017-03-10 – 2018-05-15
South China Research Limited Rep
RA 4
2017-03-10 – 2018-05-15
South China Investment Management Limited Rep
RA 9
2016-10-13 – 2017-02-24
313 Capital Management Limited Rep
RA 4 RA 9
2015-10-27 – 2016-07-31
Chief Securities Limited Rep
RA 1 RA 4
2015-10-27 – 2016-07-31
Chief Commodities Limited Rep
RA 2
2015-03-09 – 2015-10-02
Celestial Securities Limited Rep
RA 1
2015-03-09 – 2015-10-02
Celestial Commodities Limited Rep
RA 2
2013-08-13 – 2015-02-13
Delta Asia Securities Limited Rep
RA 1 RA 3
2013-08-13 – 2015-02-13
Delta Asia Financial Futures Limited Rep
RA 2
2008-10-10 – 2013-07-28
CES Commodities (HK) Limited Rep
RA 2
2008-10-10 – 2013-07-28
CES Forex (HK) Limited Rep
RA 3
2006-11-13 – 2013-07-28
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2005-02-21 – 2006-10-25
T G Holborn (HK) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALQ658