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LAM Wing Shuen

林泳鏇
CE ALQ164Licensed IndividualSFO licence active
Official SFC record

LAM Wing Shuen (CE number ALQ164) is an individual licensed by the Hong Kong SFC. First licensed on 2005-01-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNuveen Hong Kong Limited

Licence Record (5)

2024-10-31 – present Current
Nuveen Hong Kong Limited Rep
RA 1 RA 4
2022-07-01 – 2023-02-23
Franklin Templeton Investments (Asia) Limited Rep
RA 1
2021-05-26 – 2022-06-30
Franklin Templeton Investments (Asia) Limited Rep
RA 1
2019-11-21 – 2021-05-07
Amundi Hong Kong Limited Rep
RA 1 RA 4
2005-01-26 – 2005-08-16
Brown Brothers Harriman (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALQ164